Ruth Prickett

The U.K. financial regulator is expanding its remit and planning to deploy AI to manage its increased workload. This is part of a global trend and has significant compliance implications. The Financial Conduct Authority’s (FCA’s) 2026-27 work program, pub... See more

a press releaseon March 26. “The new Union customs code will allow us to deal with the multiple challenges prompted by the new geopolitical realities, while ensuring economic security. Once adopted, this modern toolbox will facilitate trade and ensure the... See more

Gavin Proudley, SVP Risk & Compliance at Dow Jones, on compliance challenges from divergent rules and geopolitics Diverging global rules, sanctions, and tariffs being “weaponized,” and more have made compliance complex even before the U.S. strikes on ... See more

AI implementations are surging, but many new systems are being abandoned after companies have invested in expensive projects. Now evolving AI regulation is adding to the list of reasons why new systems may fail. Compliance must watch emerging regulatory d... See more

Article Q&A with Norm Ashkenas, CCO at Robinhood, on compliance challenges, opportunities and being a strategic adviser Chief among Norm Ashkenas’ priorities is positioning compliance as a strategic adviser, supporting those leading this global expans... See more